Undergraduate Certificate in Financial Market Regulation

Overview

Learning outcomes

Course content

• 1
  Introduction to Financial Markets

• 2
  Principles of Financial Regulation

• 3
  Compliance and Risk Management

• 4
  Securities Law and Regulation

• 5
  Market Structure and Function

• 6
  Ethics in Financial Services

• 7
  International Financial Regulation

• 8
  Financial Market Supervision

• 9
  Behavioral Finance and Regulation

• 10
  Financial Reporting and Transparency

• 11
  financial institutions and markets

• 12
  regulatory environment

• 13
  financial products

• 14
  compliance and ethics

• 15
  market surveillance

• 16
  risk management

• 17
  corporate governance

• 18
  financial crime

• 19
  regulatory reporting

• 20
  market conduct.

• 21
  Ethics in Financial Markets

• 22
  Regulatory Environment of Financial Markets

• 23
  Financial Market Instruments and Products

• 24
  Market Abuse and Insider Trading

• 25
  Corporate Governance and Financial Regulation

• 26
  Compliance and Risk Management

• 27
  Investment Funds Regulation

• 28
  Derivatives Regulation

• 29
  Securities Market Regulation

• 30
  Financial Market Infrastructures.

Duration

The programme is available in two duration modes:
Fast track - 1 month
Standard mode - 2 months

Course fee

The fee for the programme is as follows:
Fast track - 1 month: GBP £140
Standard mode - 2 months: GBP £90