Professional Certificate in Financial Market Regulation

Overview

Learning outcomes

Course content

• 1
  Financial Market Fundamentals

• 2
  Regulatory Frameworks and Compliance

• 3
  Risk Management in Financial Markets

• 4
  Enforcement and Supervision in Financial Regulation

• 5
  Ethics and Professional Standards in Finance

• 6
  Introduction to Financial Market Regulation

• 7
  Principles of Risk Management

• 8
  Compliance and Regulatory Frameworks

• 9
  Market Surveillance and Enforcement

• 10
  Financial Instruments and Markets

• 11
  Ethics in Financial Regulation

• 12
  International Regulatory Standards

• 13
  Financial Crime and Anti-Money Laundering

• 14
  Data Protection in Financial Services

• 15
  Emerging Trends in Financial Regulation

• 16
  Regulatory Framework for Financial Markets

• 17
  Regulatory Compliance and Enforcement

• 18
  Market Abuse and Insider Dealing

• 19
  Corporate Governance in Financial Markets

• 20
  Conduct of Business Rules

• 21
  Market Infrastructure and Trading Platforms

• 22
  Investor Protection and Education

• 23
  Risk Management in Financial Markets

• 24
  Financial Market Innovation and Technology

• 25
  International Cooperation in Financial Regulation

Duration

The programme is available in two duration modes:
Fast track - 1 month
Standard mode - 2 months

Course fee

The fee for the programme is as follows:
Fast track - 1 month: GBP £140
Standard mode - 2 months: GBP £90